Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mortgages Plc (no longer approved here)

    FRN 304260

    • SMF3 Executive Director (26 Feb 2021 to 25 Apr 2023)
  • Wave Lending Limited (no longer approved here)

    FRN 305391

    • SMF3 Executive Director (26 Feb 2021 to 25 Apr 2023)
  • Mortgages 1 Limited (no longer approved here)

    FRN 308345

    • SMF3 Executive Director (26 Feb 2021 to 25 Apr 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • SMF4 Chief Risk (13 Dec 2018 to 28 Mar 2025)
    • [FCA CF] Significant management (7 Mar 2016 to 13 Dec 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Dec 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 13 Dec 2018)
    • CF21 Investment Adviser (17 Sep 2002 to 10 Apr 2003)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF23 Corporate Finance Adviser (11 Sep 2003 to 15 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.