KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Hilary Speller

  IRN HKS01003

  • CF30 Customer (14 Jan 2014 to 19 Mar 2019)
• Ho Man

  IRN HXM01189

  • CF23 Corporate Finance Adviser (11 Mar 2004 to 5 Jul 2006)
• Hoong Wey Woon

  IRN HWW01011

  • CF30 Customer (13 Jul 2016 to 3 Jul 2019)
• Howard Coates

  IRN HBC01005

  • CF30 Customer (9 Oct 2013 to 8 Dec 2019)
• Howard Nowell

  IRN HXN01052

  • CF21 Investment Adviser (30 Apr 2002 to 17 Mar 2003)
• Hylton Millar

  IRN HXM01773

  • CF30 Customer (12 Apr 2017 to 8 Dec 2019)
• Iain Brown

  IRN IXB01213

  • [FCA CF] Client dealing (since 2 May 2025)
  • [FCA CF] Manager of certification employee (since 2 May 2025)
  • SMF27 Partner (since 1 May 2025)
• Iain Scott Craven

  IRN IXC01116

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 25 Jul 2003)
• Iain Scott Morton

  IRN ISM01035

  • CF21 Investment Adviser (30 Apr 2002 to 5 Oct 2007)
  • CF24 Pension Transfer Specialist (30 Apr 2002 to 5 Oct 2007)
• Ian Alexander

  IRN IXA00111

  • [FCA CF] Client dealing (1 Dec 2021 to 10 Jun 2024)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.