Ho Man

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kookmin Bank Co Ltd London Branch (no longer approved here)
FRN 788023
- [PRA CF] Significant risk taker or Material risk taker (12 Apr 2021 to 15 Feb 2024)
Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)
FRN 769072
- [FCA CF] Client dealing (12 Jan 2018 to 7 Oct 2020)
SMBC Bank International plc (no longer approved here)
FRN 223304
- [FCA CF] Client dealing (7 Sep 2016 to 7 Oct 2020)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- CF30 Customer (1 May 2008 to 28 May 2008)
KPMG LLP (no longer approved here)
FRN 210513
- CF23 Corporate Finance Adviser (11 Mar 2004 to 5 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.