Kookmin Bank Co Ltd London Branch
- FRN
- 788023
- Date authorised
- 16 February 2018
- Last scraped
- 1 week ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Kookmin BankDashwood House69 Old Broad StreetLondonCity Of LondonEC2M 1QSUNITED KINGDOM- Phone
- +4402077108300
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Complaints Contact
Kookmin BankDashwood House69 Old Broad StreetLondonCity Of LondonEC2M 1QSUNITED KINGDOM- Phone
- +4402077108300
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Eligible Counterparty, Professional
Show 2 limitations Hide limitations
- · Limited to wholesale and institutional business only
- · The firm is limited to accepting wholesale deposits only
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Chae Oak Jun
IRN COJ01006
- SMF19 Head of Overseas Branch/Head of Overseas (16 Feb 2018 to 11 Jan 2023)
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DONG SEOK GIM
IRN DXG28049
- [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 11 Jan 2024)
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Dongkyu Lee
IRN DXL26009
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2018 to 20 Jan 2022)
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Francois-Xavier Touzard
IRN FXT38390
- [PRA CF] Significant risk taker or Material risk taker (18 Jul 2022 to 15 Feb 2024)
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Gyuyeon Yun
IRN GXY00034
- [PRA CF] Significant risk taker or Material risk taker (11 May 2023 to 15 Feb 2024)
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Han Sol Park
IRN HXP00240
- SMF2 Chief Finance (since 5 Apr 2024)
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Harry Kim
IRN HXK26008
- [PRA CF] Significant risk taker or Material risk taker (since 4 Dec 2017)
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Ho Man
IRN HXM01189
- [PRA CF] Significant risk taker or Material risk taker (12 Apr 2021 to 15 Feb 2024)
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Hyungkeun Nam
IRN HXN00065
- [PRA CF] Significant risk taker or Material risk taker (9 May 2022 to 19 Jan 2024)
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IK HEON KIM
IRN IXK12497
- SMF7 Group Entity Senior Manager (11 Jun 2019 to 29 Jan 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.