Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • [FCA CF] Material risk taker (1 Jul 2021 to 12 Jul 2021)
    • [FCA CF] Client dealing (1 Jul 2020 to 12 Sep 2025)
    • CF30 Customer (19 Mar 2018 to 8 Dec 2019)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF30 Customer (22 Feb 2017 to 29 Dec 2017)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF30 Customer (22 Feb 2017 to 29 Dec 2017)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • CF30 Customer (22 Feb 2017 to 29 Dec 2017)
  • Janus Henderson Investors International Limited (no longer approved here)

    FRN 189998

    • CF29 Significant management (1 Nov 2007 to 30 Aug 2012)
    • CF30 Customer (1 Nov 2007 to 30 Aug 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF21 Investment Adviser (4 Aug 2005 to 14 Sep 2006)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF21 Investment Adviser (30 Apr 2002 to 17 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.