Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Jul 2021 to 12 Jul 2021)
- [FCA CF] Client dealing (1 Jul 2020 to 12 Sep 2025)
- CF30 Customer (19 Mar 2018 to 8 Dec 2019)
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- CF30 Customer (22 Feb 2017 to 29 Dec 2017)
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- CF30 Customer (22 Feb 2017 to 29 Dec 2017)
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- CF30 Customer (22 Feb 2017 to 29 Dec 2017)
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- CF29 Significant management (1 Nov 2007 to 30 Aug 2012)
- CF30 Customer (1 Nov 2007 to 30 Aug 2012)
- CF16 Significant Mgt (Desgntd Investment Business) (20 Apr 2007 to 31 Oct 2007)
- CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (4 Aug 2005 to 14 Sep 2006)
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- CF21 Investment Adviser (30 Apr 2002 to 17 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.