Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (16 Apr 2021 to 28 Jun 2024)
- [FCA CF] Client dealing (16 Apr 2021 to 28 Jun 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jul 2021)
- CF30 Customer (12 May 2017 to 8 Dec 2019)
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- CF24 Pension Transfer Specialist (30 Apr 2002 to 5 Oct 2007)
- CF21 Investment Adviser (30 Apr 2002 to 5 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.