KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Allan Morrison

    IRN IAM01035

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 3 May 2005)
  • Ian Broadhurst

    IRN IXB01117

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Ian Burns

    IRN IXB01194

    • CF30 Customer (5 Apr 2012 to 30 Apr 2014)
  • Ian Clarke

    IRN IXC01394

    • [FCA CF] Client dealing (1 Dec 2021 to 10 Jun 2024)
    • CF30 Customer (26 Oct 2015 to 8 Dec 2019)
  • Ian Glanville

    IRN IXG01075

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 25 Feb 2006)
  • Ian Latham

    IRN IXL01060

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Nov 2002)
  • Ian Mark Wood

    IRN IMW01034

    • [FCA CF] Client dealing (1 Dec 2021 to 5 Feb 2026)
    • CF23 Corporate Finance Adviser (29 Jul 2005 to 2 Mar 2007)
  • Ian Marwood

    IRN IXM01170

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 30 Apr 2002)
  • Ian Moore

    IRN IXM01171

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 11 Nov 2002)
  • Ian Roderick Macvie

    IRN IRM01040

    • CF21 Investment Adviser (30 Apr 2002 to 28 Feb 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.