KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Tetlow

    IRN IXT01047

    • CF30 Customer (1 Nov 2007 to 29 Mar 2019)
    • CF24 Pension Transfer Specialist (30 Apr 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
  • Ian Timothy Murray

    IRN ITM01014

    • CF30 Customer (1 Nov 2007 to 16 Oct 2008)
    • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
  • Inger Johanne Arnesen

    IRN IJA01010

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Irene Walsh

    IRN IXW01105

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 21 Jun 2006)
  • Isabel Ost

    IRN IXO00023

    • [FCA CF] Client dealing (1 Dec 2021 to 1 Dec 2022)
  • Jacob Bowman

    IRN JXB14404

    • CF30 Customer (20 Feb 2020 to 26 Oct 2020)
  • James Agnew

    IRN JDA01024

    • CF30 Customer (26 May 2016 to 18 Sep 2017)
  • James Alexander McBurney

    IRN JAM01408

    • CF30 Customer (24 May 2018 to 8 Dec 2019)
  • James Alexander Thomas Dow

    IRN JAD01182

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 30 Sep 2002)
  • James Byrne

    IRN JPB01228

    • [FCA CF] Manager of certification employee (7 Nov 2022 to 9 Oct 2024)
    • [FCA CF] Client dealing (1 Dec 2021 to 9 Oct 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.