KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• James Dearman

  IRN JXD00616

  • [FCA CF] Client dealing (1 Dec 2021 to 10 Jun 2024)
• James Edward Vernelles Robson

  IRN JER01124

  • CF30 Customer (26 Oct 2010 to 29 Apr 2011)
• James Francis Whittaker

  IRN JFW01054

  • CF23 Corporate Finance Adviser (30 Apr 2003 to 25 Feb 2006)
• James Hatton

  IRN JRH01160

  • [FCA CF] Client dealing (1 Dec 2021 to 2 Nov 2023)
  • CF30 Customer (27 Dec 2017 to 8 Dec 2019)
• James Ian Robinson

  IRN JIR01006

  • CF30 Customer (1 Nov 2007 to 28 Aug 2011)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
• James Kitchen

  IRN JXK01224

  • CF30 Customer (1 Nov 2007 to 10 Jan 2012)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
• James Matthew Smallridge

  IRN JMS01239

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 4 Oct 2007)
• James Neilson Murray

  IRN JNM01035

  • CF30 Customer (6 Jun 2011 to 8 Dec 2019)
• James Patrick Grant

  IRN JPG01105

  • CF23 Corporate Finance Adviser (26 May 2005 to 22 Sep 2006)
• James Patrick McCombe

  IRN JPM01248

  • CF30 Customer (1 Nov 2007 to 1 May 2008)
  • CF23 Corporate Finance Adviser (22 Nov 2004 to 31 Oct 2007)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.