KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• James Reid

  IRN JXR02237

  • CF30 Customer (26 Oct 2015 to 18 Sep 2017)
• James Scott Andrews

  IRN JSA01040

  • CF30 Customer (19 Nov 2015 to 29 Jan 2016)
• James Thomas

  IRN JXT00471

  • [FCA CF] Client dealing (1 Dec 2021 to 1 Dec 2022)
• James Wall

  IRN JFW01094

  • CF30 Customer (7 Dec 2016 to 18 Dec 2018)
• James Wallace Beardmore

  IRN JWB01118

  • CF30 Customer (1 Nov 2007 to 16 Oct 2008)
  • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
• Jamie Bolden

  IRN JDB01225

  • CF30 Customer (13 Feb 2008 to 1 May 2008)
• Jan Crosby

  IRN JXC01608

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
• Jane Chadwick

  IRN JXC03016

  • [FCA CF] Client dealing (1 Dec 2021 to 25 Feb 2023)
• Jane Elizabeth Evans

  IRN JEE01027

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 12 Aug 2007)
• Jane Elizabeth Reid

  IRN JER01065

  • CF21 Investment Adviser (30 Apr 2002 to 24 Jul 2006)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.