James Scott Andrews

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Redmayne-Bentley LLP

    FRN 499510

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF27 Partner (since 13 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2021)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (15 Feb 2016 to 8 Dec 2019)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF30 Customer (19 Nov 2015 to 29 Jan 2016)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF22 Investment Adviser (Trainee) (16 Aug 2004 to 23 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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