Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jason Allan
IRN JXA01544
- CF30 Customer (16 Sep 2008 to 24 Oct 2008)
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Jason Anthony Conroy
IRN JXC01609
- CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
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Jayne Anne Rogers
IRN JAM01203
- CF30 Customer (7 Oct 2008 to 30 Sep 2011)
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Jean Prieur Du Plessis
IRN JPD01115
- CF23 Corporate Finance Adviser (15 Mar 2005 to 1 Dec 2005)
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Jean-Luc Janet
IRN JXJ01194
- CF23 Corporate Finance Adviser (14 Jun 2004 to 25 Feb 2006)
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Jeffrey Michael Brown
IRN JMB01259
- CF24 Pension Transfer Specialist (30 Apr 2002 to 31 Jan 2007)
- CF21 Investment Adviser (30 Apr 2002 to 31 Jan 2007)
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Jeffrey Neal Joseph Corray
IRN JNC01032
- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
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Jenna Ostrowski
IRN JXO00187
- [FCA CF] Client dealing (1 Dec 2021 to 11 Dec 2023)
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Jennifer Alice Roe
IRN JXR08031
- CF30 Customer (7 Nov 2018 to 13 Mar 2019)
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Jennifer Louise Stanion
IRN JLS01112
- CF23 Corporate Finance Adviser (30 Apr 2002 to 29 Apr 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.