Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jennifer Shaw
IRN JXS03815
- CF30 Customer (13 Feb 2018 to 8 Dec 2019)
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Jeremy Barker
IRN JRB01313
- [FCA CF] Client dealing (1 Dec 2021 to 31 Jul 2023)
- CF30 Customer (18 Jun 2009 to 8 Dec 2019)
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Jeremy David Bruce Anderson
IRN JDA01078
- CF8 Apportionment and Oversight (1 Dec 2010 to 4 Aug 2014)
- CF4 Partner (2 Sep 2010 to 4 Aug 2014)
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Jeremy Geoffrey Hodgkiss
IRN JGH01086
- CF23 Corporate Finance Adviser (2 May 2002 to 1 Nov 2002)
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Jerome Marron
IRN JXM01814
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Dec 2002)
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Jiten Parekh
IRN JXP02129
- CF30 Customer (8 Sep 2016 to 25 Jan 2019)
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Joan Mary Egenes
IRN JME01068
- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
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Joanna Fox
IRN JXD01433
- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
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Joanna Trudi Darlington
IRN JTD01019
- CF30 Customer (14 Jan 2014 to 14 Aug 2014)
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Joanne Rosemary Wilson
IRN JRW01167
- CF23 Corporate Finance Adviser (30 Apr 2002 to 5 Dec 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.