Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
-
Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
-
Authorised to Operate
-
Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Credit Brokering
-
Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
John Andrew Hayhurst
IRN JAH01247
- CF23 Corporate Finance Adviser (30 Apr 2002 to 13 Jun 2003)
-
John Bryan William Taylor
IRN JBT01041
- CF30 Customer (22 Jun 2009 to 16 Aug 2011)
-
John Charles Quentin Bennett
IRN JXB00409
- SMF27 Partner (11 Jun 2021 to 1 May 2025)
-
John Frazer Reid
IRN JFR01043
- CF30 Customer (29 Oct 2008 to 3 Oct 2013)
-
John Garner
IRN JXG01425
- CF23 Corporate Finance Adviser (30 Apr 2002 to 30 Apr 2007)
-
John Graham Gething
IRN JXG00261
- [FCA CF] Client dealing (since 1 Jun 2025)
-
John Gray
IRN JXG01423
- CF23 Corporate Finance Adviser (30 Apr 2002 to 12 Sep 2003)
-
John Guthrie Griffith-Jones
IRN JGG01032
- CF23 Corporate Finance Adviser (30 Apr 2002 to 17 Feb 2003)
- CF8 Apportionment and Oversight (25 Apr 2002 to 7 Jun 2002)
- CF4 Partner (25 Apr 2002 to 7 Jun 2002)
-
John James Forbes
IRN JJF01030
- CF30 Customer (15 Jan 2014 to 8 Dec 2019)
-
John Levis
IRN JXL00542
- [FCA CF] Client dealing (since 2 Dec 2022)
- [FCA CF] Client dealing (1 Dec 2021 to 1 Dec 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.