KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• John Michael Harlow

  IRN JMH01198

  • CF30 Customer (1 Nov 2007 to 18 Nov 2013)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
• John Miesner

  IRN JXM03189

  • CF30 Customer (22 Apr 2021 to 28 Mar 2022)
  • CF1 Director (AR) (22 Apr 2021 to 28 Mar 2022)
• John Neville Dunholm Riddell

  IRN JNR01031

  • CF23 Corporate Finance Adviser (2 May 2002 to 19 Apr 2006)
• John Sidney Carey

  IRN JXC01947

  • CF23 Corporate Finance Adviser (2 Nov 2004 to 2 Nov 2005)
• John Timothy Hodgson

  IRN JTH01043

  • CF30 Customer (20 Feb 2020 to 26 Oct 2020)
• Jon Willis

  IRN JXW01481

  • CF23 Corporate Finance Adviser (2 May 2002 to 13 Sep 2002)
• Jonathan Barnes

  IRN JXB01711

  • CF30 Customer (1 Nov 2007 to 10 May 2010)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
• Jonathan Boyers

  IRN JXB01112

  • [FCA CF] Client dealing (1 Dec 2021 to 1 Dec 2022)
• Jonathan George Moseley

  IRN JGM01138

  • CF30 Customer (14 Apr 2009 to 17 Feb 2017)
• Jonathan Grosvenor Coddington

  IRN JGC01052

  • CF30 Customer (12 Apr 2011 to 10 Feb 2015)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.