Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jonathan Jeremy Lienard
IRN JJL01036
- CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2003)
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Jonathan Mark Boyers
IRN JMB01260
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
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Jonathan Mark Shipton
IRN JMS01240
- CF23 Corporate Finance Adviser (30 Apr 2002 to 7 Jun 2002)
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Jonathan Michael Turton
IRN JMT01116
- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF23 Corporate Finance Adviser (30 Jun 2004 to 31 Oct 2007)
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Jonathan Prestwich Scott
IRN JPS01134
- CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Apr 2004)
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Jonathan Raettig
IRN JXR01359
- CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
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Jonathan Richard Stratford
IRN JRS01181
- CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Dec 2005)
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Jonathan Simon Stankler
IRN JSS01067
- CF30 Customer (14 May 2010 to 21 Oct 2015)
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Jonathan Tam
IRN JXT21999
- [FCA CF] Client dealing (1 Dec 2021 to 1 Dec 2022)
- CF30 Customer (16 Oct 2019 to 8 Dec 2019)
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Jonathan White
IRN JRW01168
- [FCA CF] Client dealing (1 Dec 2021 to 1 Oct 2023)
- SMF27 Partner (9 Dec 2019 to 1 Nov 2023)
- CF4 Partner (4 Nov 2019 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.