Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Jeremy Lienard

    IRN JJL01036

    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2003)
  • Jonathan Mark Boyers

    IRN JMB01260

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Jonathan Mark Shipton

    IRN JMS01240

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 7 Jun 2002)
  • Jonathan Michael Turton

    IRN JMT01116

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (30 Jun 2004 to 31 Oct 2007)
  • Jonathan Prestwich Scott

    IRN JPS01134

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Apr 2004)
  • Jonathan Raettig

    IRN JXR01359

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
  • Jonathan Richard Stratford

    IRN JRS01181

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Dec 2005)
  • Jonathan Simon Stankler

    IRN JSS01067

    • CF30 Customer (14 May 2010 to 21 Oct 2015)
  • Jonathan Tam

    IRN JXT21999

    • [FCA CF] Client dealing (1 Dec 2021 to 1 Dec 2022)
    • CF30 Customer (16 Oct 2019 to 8 Dec 2019)
  • Jonathan White

    IRN JRW01168

    • [FCA CF] Client dealing (1 Dec 2021 to 1 Oct 2023)
    • SMF27 Partner (9 Dec 2019 to 1 Nov 2023)
    • CF4 Partner (4 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.