Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jonathon Duncan Murray Webb
IRN JDW00051
- CF30 Customer (1 Nov 2007 to 23 May 2008)
- CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
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Jordan Gilbert
IRN JXG00853
- [FCA CF] Client dealing (3 Dec 2024 to 6 Oct 2025)
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Jordan John Foster
IRN JJF01036
- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF23 Corporate Finance Adviser (22 Feb 2005 to 31 Oct 2007)
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Julian Alistair Dennard
IRN JXD01431
- CF23 Corporate Finance Adviser (30 Apr 2002 to 30 May 2003)
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Julian Heywood Walker
IRN JHW01082
- CF10 Compliance Oversight (14 Jun 2004 to 16 Dec 2015)
- CF8 Apportionment and Oversight (14 Jun 2004 to 31 Mar 2009)
- CF11 Money Laundering Reporting (14 Jun 2004 to 16 Dec 2015)
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Julian Parsons
IRN JXP01371
- CF30 Customer (1 Nov 2007 to 2 Feb 2010)
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
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Julian Robert Ware
IRN JRW01214
- CF23 Corporate Finance Adviser (30 Mar 2005 to 16 Mar 2007)
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Julie Gray
IRN JXG28981
- CF30 Customer (27 Feb 2020 to 26 Oct 2020)
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Julie Lindsay Gray
IRN JLG01100
- CF30 Customer (2 Jan 2013 to 8 Dec 2019)
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Justin Zatouroff
IRN JXZ01021
- CF30 Customer (1 Nov 2007 to 9 Apr 2013)
- CF23 Corporate Finance Adviser (10 Jun 2002 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.