Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Kamini (Bina) Mehta
IRN KBM01020
- CF23 Corporate Finance Adviser (10 Jun 2002 to 12 Nov 2002)
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Karen Sarah Briggs
IRN KSB01058
- CF4 Partner (15 Jul 2015 to 10 Apr 2019)
- CF8 Apportionment and Oversight (15 Jul 2015 to 10 Apr 2019)
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Kate Eades
IRN KXE00060
- [FCA CF] Client dealing (since 1 Dec 2021)
- SMF27 Partner (since 26 Nov 2021)
- [FCA CF] Manager of certification employee (since 1 Jan 2021)
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Kayvan Jason Khaksar
IRN JKK01011
- CF23 Corporate Finance Adviser (30 Apr 2002 to 10 Sep 2007)
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Keith Antony Bannister
IRN KAB01081
- CF21 Investment Adviser (25 Apr 2002 to 30 Apr 2002)
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Keith Eldridge
IRN KXE01039
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Aug 2004)
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Keith Hannah
IRN KXH01240
- CF23 Corporate Finance Adviser (30 Apr 2002 to 3 Feb 2003)
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Kelevan Ghughunishvili
IRN KXG00352
- [FCA CF] Client dealing (since 18 Dec 2024)
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Kennedy Masterton-Smith
IRN KXM00477
- [FCA CF] Client dealing (1 Dec 2021 to 1 Dec 2022)
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Kenneth Whitelaw-Jones
IRN KXW01299
- CF23 Corporate Finance Adviser (16 Oct 2004 to 5 Aug 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.