Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Kerry Anne Holder
IRN KAH01061
- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
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Kevin Boyd
IRN KXB01304
- CF23 Corporate Finance Adviser (30 Apr 2002 to 30 May 2003)
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Kevin Wood Binnie
IRN KXB01305
- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
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Khristina Wright
IRN KXW17044
- CF30 Customer (30 Jul 2019 to 8 Dec 2019)
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Khush Purewal
IRN KXP00272
- [FCA CF] Client dealing (1 Dec 2021 to 31 Mar 2025)
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Khush Purewal
IRN KXP01412
- CF30 Customer (3 Nov 2011 to 8 Dec 2019)
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Kieran Harkin
IRN KXH01423
- CF30 Customer (2 Apr 2012 to 18 Apr 2013)
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Kim Suan Lim
IRN KSL01011
- CF23 Corporate Finance Adviser (15 Sep 2004 to 15 Feb 2006)
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Kirsty Annew Watson
IRN KAG01031
- CF23 Corporate Finance Adviser (30 Apr 2002 to 30 Jun 2004)
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Kishlay Sinha
IRN KXS00453
- [FCA CF] Client dealing (since 1 Dec 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.