Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kerry Anne Holder

    IRN KAH01061

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
  • Kevin Boyd

    IRN KXB01304

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 30 May 2003)
  • Kevin Wood Binnie

    IRN KXB01305

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
  • Khristina Wright

    IRN KXW17044

    • CF30 Customer (30 Jul 2019 to 8 Dec 2019)
  • Khush Purewal

    IRN KXP00272

    • [FCA CF] Client dealing (1 Dec 2021 to 31 Mar 2025)
  • Khush Purewal

    IRN KXP01412

    • CF30 Customer (3 Nov 2011 to 8 Dec 2019)
  • Kieran Harkin

    IRN KXH01423

    • CF30 Customer (2 Apr 2012 to 18 Apr 2013)
  • Kim Suan Lim

    IRN KSL01011

    • CF23 Corporate Finance Adviser (15 Sep 2004 to 15 Feb 2006)
  • Kirsty Annew Watson

    IRN KAG01031

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 30 Jun 2004)
  • Kishlay Sinha

    IRN KXS00453

    • [FCA CF] Client dealing (since 1 Dec 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.