KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Lara Jane Edmonstone-West

  IRN LXE01128

  • CF30 Customer (9 Jan 2015 to 2 Aug 2016)
• Laurence Edward Stone

  IRN LES01020

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
• Lee John Hollingworth

  IRN LJH00042

  • CF30 Customer (1 Nov 2007 to 16 Oct 2008)
  • CF21 Investment Adviser (5 Nov 2004 to 31 Oct 2007)
• Leigh James Bartlett

  IRN LJB01081

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 2 Dec 2004)
• Leighton Bingham Davies

  IRN LBD01004

  • CF30 Customer (1 Nov 2007 to 1 May 2008)
  • CF23 Corporate Finance Adviser (29 Jun 2007 to 31 Oct 2007)
• Leo Phillip Marco Schwartz

  IRN LPS01021

  • CF30 Customer (2 Mar 2017 to 8 Dec 2019)
• Lesley Jane Munro

  IRN LJM01085

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 13 Sep 2002)
• Lewis Atter

  IRN LXA01256

  • [FCA CF] Client dealing (1 Dec 2021 to 10 Jun 2024)
  • CF30 Customer (2 Dec 2011 to 8 Dec 2019)
• Liam McKenzie Duffy

  IRN LMD01024

  • CF30 Customer (1 Nov 2007 to 1 May 2008)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 2 Jun 2003)
• Lindsay Waugh

  IRN LXW00287

  • [FCA CF] Client dealing (1 Dec 2021 to 2 Nov 2023)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.