Leo Phillip Marco Schwartz

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J & E Davy (UK) Limited (no longer approved here)

    FRN 172140

    • [FCA CF] Client dealing (1 Jul 2022 to 30 Sep 2023)
    • [FCA CF] Manager of certification employee (1 Jul 2022 to 30 Sep 2023)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF30 Customer (2 Mar 2017 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (13 Nov 2009 to 7 Jul 2014)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 13 Aug 2009)
    • CF21 Investment Adviser (17 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.