KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Lisa Dawn Fernihough

  IRN LXF00250

  • SMF1 Chief Executive (since 14 Oct 2024)
• Lisa Joanne Bedworth

  IRN LJB01082

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 7 Oct 2003)
• Lloyd Williams

  IRN LXW01179

  • [FCA CF] Client dealing (1 Dec 2021 to 15 Oct 2023)
• Lorraine Harper

  IRN LXH01175

  • CF21 Investment Adviser (30 Apr 2002 to 30 Sep 2005)
• Louisa Maria Waite

  IRN LMW01035

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 12 Jul 2004)
• Louw Steyn

  IRN LXS00517

  • [FCA CF] Client dealing (1 Apr 2023 to 10 Dec 2024)
• Luc Averous

  IRN LXA01130

  • [FCA CF] Client dealing (since 2 Oct 2023)
• Luis Alejandro Campbell

  IRN LAC01092

  • CF10 Compliance Oversight (1 Feb 2011 to 2 Nov 2016)
  • CF11 Money Laundering Reporting (1 Feb 2011 to 2 Nov 2016)
• Lyuda Sokolova

  IRN LXS01172

  • [FCA CF] Client dealing (since 1 Dec 2021)
  • CF30 Customer (1 Nov 2007 to 1 May 2008)
  • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
• Madeleine Frances Wright

  IRN MFW01037

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 11 Nov 2002)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.