Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maimouna Kulcsar

    IRN MXK02631

    • CF30 Customer (21 Feb 2020 to 26 Oct 2020)
  • Malcolm James Strang

    IRN MJS01329

    • CF23 Corporate Finance Adviser (2 May 2002 to 8 Apr 2004)
  • Mamoona Aslam

    IRN MXA00871

    • [FCA CF] Client dealing (since 11 May 2023)
  • Manuel Sammut

    IRN MXS02351

    • CF30 Customer (12 May 2017 to 8 Dec 2019)
  • Marc De Beer

    IRN MXD01378

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 13 Sep 2002)
  • Marc Finer

    IRN MSF01077

    • [FCA CF] Client dealing (1 Dec 2021 to 1 Feb 2024)
    • CF30 Customer (19 Dec 2017 to 8 Dec 2019)
  • Marcus James Lendrum Cramsie

    IRN MJC01351

    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Dec 2002)
  • Marcus Paul Archer

    IRN MPA01021

    • CF30 Customer (1 Nov 2007 to 20 Mar 2008)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Marcus Reader

    IRN MXR01329

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
  • Margaret Heather Stevenson

    IRN MHS01044

    • CF30 Customer (1 Nov 2007 to 17 Nov 2015)
    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.