KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Maria Fassakhova

  IRN MSF01059

  • [FCA CF] Client dealing (1 Dec 2021 to 13 Nov 2024)
• Marian MacBryde

  IRN MSM01036

  • CF30 Customer (17 Dec 2013 to 11 Feb 2019)
• Mark Aitchison

  IRN MXA01339

  • CF23 Corporate Finance Adviser (10 Jun 2002 to 1 Jun 2005)
• Mark Alan Nelson Nicolson

  IRN MAN01061

  • CF23 Corporate Finance Adviser (28 Sep 2004 to 7 May 2007)
• Mark Alexander James Ringrose

  IRN MAR01173

  • CF23 Corporate Finance Adviser (27 Nov 2003 to 3 May 2006)
• Mark Andrew Simpson

  IRN MAS01251

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 7 Mar 2005)
• Mark Anthony Whelan

  IRN MAW01193

  • CF30 Customer (1 Nov 2007 to 24 Oct 2011)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
• Mark Asplin

  IRN MXA01337

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 30 Sep 2002)
• Mark Booth

  IRN MXB01699

  • [FCA CF] Client dealing (since 1 Dec 2021)
  • CF30 Customer (13 Aug 2013 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
• Mark Chew

  IRN MXC01563

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Jul 2003)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.