Jonathan Raettig

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

IM ASSET MANAGEMENT LIMITED
FRN 402770
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (20 Feb 2025 to 26 Jan 2026)
- SMF16 Compliance Oversight (20 Feb 2025 to 26 Jan 2026)
- CF10a CASS Oversight function (2 Feb 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (10 May 2010 to 4 May 2017)
- CF10 Compliance Oversight (10 May 2010 to 4 Jan 2011)
- CF28 Systems and controls (1 Nov 2007 to 4 May 2017)
- CF13 Finance (6 Jul 2006 to 31 Oct 2007)
- CF1 Director (6 Jul 2006 to 8 Dec 2019)
TWP Wealth Limited
FRN 563343
- SMF9 Chair of the Governing Body (since 1 Jul 2024)
- Director of firm who is not a certification employee or a SMF manager (1 Nov 2022 to 1 Jul 2024)
KPMG LLP (no longer approved here)
FRN 210513
- CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.