Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ARUP CORPORATE FINANCE LIMITED
FRN 471210
- SMF16 Compliance Oversight (since 11 Feb 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Feb 2020)
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- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF23 Corporate Finance Adviser (30 Jun 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.