John Sidney Carey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED
FRN 119272
- [FCA CF] Manager of certification employee (since 18 May 2023)
- [FCA CF] Client dealing (since 11 May 2023)
LGIM Real Assets (Operator) Limited (no longer approved here)
FRN 447041
- [FCA CF] Client dealing (28 Nov 2023 to 13 May 2024)
IFM INVESTORS (UK) LTD (no longer approved here)
FRN 478403
- [FCA CF] Client dealing (9 Dec 2019 to 9 May 2023)
- CF30 Customer (15 Sep 2014 to 8 Dec 2019)
KPMG LLP (no longer approved here)
FRN 210513
- CF23 Corporate Finance Adviser (2 Nov 2004 to 2 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.