Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
LDC (Managers) Limited
FRN 147964
- [FCA CF] Material risk taker (since 12 Nov 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 12 Nov 2020)
- [FCA CF] Client dealing (since 24 Jun 2020)
- [FCA CF] Manager of certification employee (since 24 Jun 2020)
-
- CF23 Corporate Finance Adviser (30 Apr 2002 to 30 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.