Jayne Anne Rogers

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rathbones Investment Management Limited
FRN 116316
- SMF18 Other Overall Responsibility (since 1 Jul 2024)
- [PRA CF] Significant risk taker or Material risk taker (1 Sep 2023 to 1 Jul 2024)
RATHBONES ASSET MANAGEMENT LIMITED
FRN 144266
- SMF9 Chair of the Governing Body (since 1 Dec 2023)
- SMF3 Executive Director (since 1 Dec 2023)
Morgan Stanley Investment Management (ACD) Limited (no longer approved here)
FRN 230885
- SMF3 Executive Director (9 Dec 2019 to 8 Jul 2022)
- CF1 Director (6 Dec 2019 to 8 Dec 2019)
KPMG LLP (no longer approved here)
FRN 210513
- CF30 Customer (7 Oct 2008 to 30 Sep 2011)
Mercer Limited (no longer approved here)
FRN 121935
- CF30 Customer (1 Nov 2007 to 7 Jul 2008)
- CF22 Investment Adviser (Trainee) (10 Apr 2006 to 31 Oct 2007)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.