James Neilson Murray

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oppenheimer Europe Ltd.

    FRN 483856

    • [FCA CF] Manager of certification employee (since 9 Dec 2024)
    • [FCA CF] Client dealing (since 4 Dec 2020)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF30 Customer (6 Jun 2011 to 8 Dec 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 2 Jul 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.