KNG Securities LLP

• Principal Place of Business

  Tower 42, Floor 12A

  25, Old Broad Street

  London

  EC2N 1HN

  UNITED KINGDOM

  Phone

  +4402074262610

  Web

  https://www.kngsecurities.com

• Complaints Contact

  Tower 42, Floor 12A

  25, Old Broad Street

  London

  EC2N 1HN

  UNITED KINGDOM

  Phone

  +4402074262610

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas Saler

  IRN TXS01311

  • CF30 Customer (24 Oct 2012 to 20 Feb 2015)
• Thomas Scott Beattie

  IRN TSB01033

  • CF1 Director (AR) (10 Jul 2014 to 29 Jun 2015)
  • CF30 Customer (11 Oct 2013 to 29 Jun 2015)
• Tyron Tai Kwun Eng

  IRN TTE01000

  • [FCA CF] Material risk taker (since 9 Apr 2025)
  • [FCA CF] Client dealing (since 12 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2023)
  • CF30 Customer (27 Jun 2019 to 8 Dec 2019)
• Uyi Giwa-Osagie

  IRN UXG00009

  • [FCA CF] Material risk taker (since 9 Apr 2025)
  • [FCA CF] Client dealing (since 26 Mar 2025)
• Victoria Eve Quint

  IRN VEQ01000

  • CF30 Customer (1 Jul 2013 to 9 Sep 2014)
• Vincent Jean-Bernard Briffaud

  IRN VJB01026

  • CF30 Customer (22 Jan 2016 to 30 Nov 2016)
• Vincent Petrozzi

  IRN VXP01037

  • [FCA CF] Client dealing (20 Feb 2024 to 12 Feb 2025)
• Waqas Fehmi

  IRN WXF01072

  • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
• William Andrew Blain

  IRN WAB01030

  • CF30 Customer (25 Jan 2008 to 28 Jul 2009)
• Yasmina El Khiair

  IRN YXE01065

  • CF30 Customer (7 Aug 2017 to 28 Feb 2018)

• KNG Securities Fixed Income LLP (no longer appointed)

  FRN 728155 · Appointed 7 Dec 2015 · Until 4 Oct 2016

• Corsair Capital Partners Ltd (no longer appointed)

  FRN 627457 · Appointed 4 Jul 2014 · Until 29 Jun 2015 · Tied agent

No changes recorded yet.