Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KNG Securities LLP
FRN 402459
- [FCA CF] Material risk taker (since 9 Apr 2025)
- [FCA CF] Client dealing (since 12 Mar 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2023)
- CF30 Customer (27 Jun 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (2 Aug 2021 to 2 Dec 2023)
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- [FCA CF] Material risk taker (27 Oct 2017 to 18 Jan 2019)
- [FCA CF] Client dealing (26 Apr 2017 to 18 Jan 2019)
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- CF30 Customer (20 Oct 2011 to 31 Jan 2014)
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- CF21 Investment Adviser (23 Dec 2003 to 6 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.