Waqas Fehmi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD.
FRN 466588
- CF1 Director (AR) (since 10 Oct 2025)
- CF30 Customer (since 10 Oct 2025)
Xtellus Capital Limited
FRN 1042879
- Employed By (since 10 Oct 2025)
KNG Securities LLP (no longer approved here)
FRN 402459
- CF30 Customer (1 Dec 2016 to 8 Dec 2019)
NEEX PRIME UK LLP (no longer approved here)
FRN 739550
- CF30 Customer (21 Oct 2016 to 2 May 2018)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (20 Oct 2009 to 19 Dec 2014)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (12 Dec 2007 to 22 Apr 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.