William Andrew Blain

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Shard Capital Partners LLP
FRN 538762
- [FCA CF] Client dealing (since 24 Feb 2021)
- CF30 Customer (5 Sep 2019 to 8 Dec 2019)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (13 Feb 2013 to 3 Oct 2018)
Societe Generale International Limited (no longer approved here)
FRN 538896
- CF30 Customer (19 Aug 2011 to 4 Jul 2012)
KNG Securities LLP (no longer approved here)
FRN 402459
- CF30 Customer (25 Jan 2008 to 28 Jul 2009)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (25 Sep 2002 to 30 Mar 2007)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF21 Investment Adviser (1 Dec 2001 to 15 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.