Vincent Jean-Bernard Briffaud

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY
FRN 114724
- [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2023)
NatWest Markets Plc
FRN 121882
- [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2023)
Coutts & Company
FRN 122287
- [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2023)
NEEX PRIME UK LLP (no longer approved here)
FRN 739550
- CF30 Customer (14 Sep 2016 to 30 Nov 2016)
KNG Securities LLP (no longer approved here)
FRN 402459
- CF30 Customer (22 Jan 2016 to 30 Nov 2016)
Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- CF30 Customer (23 Jun 2014 to 14 Sep 2015)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (14 Jan 2014 to 26 Mar 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.