KNG Securities LLP

• Principal Place of Business

  Tower 42, Floor 12A

  25, Old Broad Street

  London

  EC2N 1HN

  UNITED KINGDOM

  Phone

  +4402074262610

  Web

  https://www.kngsecurities.com

• Complaints Contact

  Tower 42, Floor 12A

  25, Old Broad Street

  London

  EC2N 1HN

  UNITED KINGDOM

  Phone

  +4402074262610

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Leonard Healey

  IRN RLH01020

  • CF30 Customer (30 Mar 2016 to 1 Jul 2016)
• Robert Switzer

  IRN RXS02569

  • CF30 Customer (18 Sep 2014 to 3 Jan 2016)
• Rupert Andreas Wimmer

  IRN RAW01231

  • CF30 Customer (22 Feb 2018 to 8 Dec 2019)
• Sean Emmet O'Brien

  IRN SEO01007

  • [FCA CF] Client dealing (since 11 Mar 2024)
• Sebastian Leyser

  IRN SXL01391

  • CF30 Customer (9 Mar 2016 to 11 Sep 2017)
• Sheherazade Beldjilali

  IRN SXB03551

  • CF30 Customer (22 Sep 2016 to 9 Jun 2017)
• Sidi Shatku

  IRN SXS02468

  • CF30 Customer (11 Aug 2016 to 16 Sep 2016)
• Simon Garcia

  IRN SAG01046

  • CF30 Customer (5 Mar 2009 to 25 Nov 2009)
• Stephanie Jacqueline Marceline Simon

  IRN SJS01293

  • CF30 Customer (20 Sep 2013 to 31 Aug 2014)
• Steven Kamil

  IRN SXK01157

  • CF28 Systems and controls (1 Nov 2007 to 28 Dec 2011)
  • CF30 Customer (1 Nov 2007 to 28 Dec 2011)
  • CF21 Investment Adviser (4 Nov 2004 to 31 Oct 2007)
  • CF4 Partner (4 Nov 2004 to 28 Dec 2011)
  • CF13 Finance (4 Nov 2004 to 31 Oct 2007)
  • CF10 Compliance Oversight (4 Nov 2004 to 28 Dec 2011)

• KNG Securities Fixed Income LLP (no longer appointed)

  FRN 728155 · Appointed 7 Dec 2015 · Until 4 Oct 2016

• Corsair Capital Partners Ltd (no longer appointed)

  FRN 627457 · Appointed 4 Jul 2014 · Until 29 Jun 2015 · Tied agent

No changes recorded yet.