Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KNG Securities LLP (no longer approved here)

    FRN 402459

    • CF30 Customer (9 Mar 2016 to 11 Sep 2017)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF30 Customer (1 Nov 2007 to 30 Sep 2010)
    • CF21 Investment Adviser (25 May 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (19 Dec 2005 to 1 Feb 2006)
    • CF22 Investment Adviser (Trainee) (20 Sep 2004 to 19 Dec 2005)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (5 Jul 2004 to 18 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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