Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (9 Mar 2016 to 11 Sep 2017)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2010)
- CF21 Investment Adviser (25 May 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (19 Dec 2005 to 1 Feb 2006)
- CF22 Investment Adviser (Trainee) (20 Sep 2004 to 19 Dec 2005)
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- CF22 Investment Adviser (Trainee) (5 Jul 2004 to 18 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.