Sidi Shatku

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Material risk taker (since 20 Jul 2022)
    • [FCA CF] Client dealing (since 3 Nov 2021)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 20 Jul 2022)
    • [FCA CF] Client dealing (since 3 Nov 2021)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Manager of certification employee (23 Feb 2021 to 15 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Oct 2021)
    • CF30 Customer (16 Jan 2018 to 8 Dec 2019)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (11 Oct 2016 to 3 Apr 2017)
  • KNG Securities LLP (no longer approved here)

    FRN 402459

    • CF30 Customer (11 Aug 2016 to 16 Sep 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (28 Jun 2012 to 17 Nov 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (8 Oct 2009 to 8 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.