Date authorised
11 April 2014
Companies House
OC387588
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    39 Sloane Street
    London
    SW1X 9LP
    UNITED KINGDOM
    Phone
    +4402037281200
  • Complaints Contact

    4th Floor
    39 Sloane Street
    London
    SW1X 9LP
    UNITED KINGDOM
    Phone
    +4402031482162

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gregory John Coffey

    IRN GJC01074

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Mar 2018 to 8 Dec 2019)
  • Gustav Owen

    IRN GFO01009

    • [FCA CF] Client dealing (13 Jul 2021 to 26 Oct 2021)
  • Hans-Alexander Graf Von Sponeck

    IRN HXG01067

    • [FCA CF] Material risk taker (since 21 Aug 2024)
    • [FCA CF] Client dealing (since 26 Oct 2023)
  • James Conway

    IRN JAC01255

    • CF30 Customer (21 May 2014 to 25 Nov 2014)
  • James Edward Saltissi Saltissi

    IRN JES01064

    • SMF27 Partner (9 Dec 2019 to 19 Mar 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 19 Mar 2020)
    • CF4 Partner (11 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (11 Apr 2014 to 8 Dec 2019)
    • CF3 Chief Executive (11 Apr 2014 to 8 Dec 2019)
  • James Fredrick Burton

    IRN JXB00891

    • [FCA CF] Client dealing (since 6 Mar 2024)
  • Jeremy James Power

    IRN JJP01044

    • CF4 Partner (11 Apr 2014 to 30 Mar 2018)
    • CF30 Customer (11 Apr 2014 to 30 Mar 2018)
  • Leila Haddioui

    IRN LXH01446

    • CF30 Customer (9 Jun 2014 to 16 Feb 2016)
  • Mark Spyridonov

    IRN MXS05483

    • [FCA CF] Client dealing (since 16 Jan 2026)
  • Muhammad Abbas Keshvani

    IRN MXK00705

    • [FCA CF] Client dealing (6 Sep 2023 to 13 Feb 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.