James Conway

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Millennium Capital Partners LLP

    FRN 439327

    • [FCA CF] Client dealing (since 14 Dec 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 27 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 27 Sep 2022)
    • [FCA CF] Client dealing (22 May 2017 to 27 Sep 2022)
    • [FCA CF] Manager of certification employee (26 Jan 2017 to 27 Sep 2022)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Material risk taker (18 Dec 2020 to 27 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 27 Sep 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (26 Jan 2017 to 27 Sep 2022)
    • [FCA CF] Material risk taker (8 Nov 2016 to 27 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2016 to 27 Sep 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Sep 2022)
    • CF30 Customer (3 Mar 2015 to 6 Mar 2016)
  • Kirkoswald Capital Partners LLP (no longer approved here)

    FRN 607529

    • CF30 Customer (21 May 2014 to 25 Nov 2014)
  • Arrowgrass Capital Partners LLP (no longer approved here)

    FRN 413647

    • CF30 Customer (28 Jan 2008 to 1 Aug 2010)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 5 Feb 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.