Date authorised
11 April 2014
Companies House
OC387588
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    39 Sloane Street
    London
    SW1X 9LP
    UNITED KINGDOM
    Phone
    +4402037281200
  • Complaints Contact

    4th Floor
    39 Sloane Street
    London
    SW1X 9LP
    UNITED KINGDOM
    Phone
    +4402031482162

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nadine Amin Helmy Hagar

    IRN NAH01122

    • [FCA CF] Client dealing (since 8 Nov 2023)
  • Neha Yadav Coulon

    IRN NYC01003

    • SMF27 Partner (26 Nov 2021 to 7 Jun 2022)
    • [FCA CF] Client dealing (18 Aug 2021 to 7 Jun 2022)
    • [FCA CF] Material risk taker (18 Aug 2021 to 7 Jun 2022)
  • Nicolas Bradford

    IRN NAB01136

    • [FCA CF] Manager of certification employee (since 11 Sep 2023)
    • [FCA CF] Client dealing (since 9 Dec 2020)
  • Nicolas Kamal Matinier

    IRN NKM01018

    • [FCA CF] Material risk taker (22 Mar 2023 to 9 Aug 2023)
    • [FCA CF] Client dealing (18 Aug 2021 to 7 Aug 2024)
  • Patricia Martin

    IRN PXM01672

    • CF30 Customer (26 Feb 2016 to 8 Dec 2019)
  • Piran Phippen

    IRN PXP29617

    • [FCA CF] Client dealing (since 29 Jul 2021)
    • [FCA CF] Manager of certification employee (11 Sep 2023 to 4 Mar 2026)
  • Richard Buchanan Blake

    IRN RXB01288

    • CF30 Customer (11 May 2018 to 7 Aug 2019)
  • Robert David Price

    IRN RDP01032

    • [FCA CF] Client dealing (9 Dec 2020 to 1 Jan 2025)
    • [FCA CF] Material risk taker (9 Dec 2020 to 6 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jul 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Jul 2023)
    • SMF27 Partner (9 Dec 2019 to 1 Jan 2025)
    • CF30 Customer (28 Nov 2016 to 8 Dec 2019)
    • CF4 Partner (11 Apr 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Apr 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Apr 2014 to 8 Dec 2019)
  • Roman Sumner DeWitt

    IRN RXD00173

    • [FCA CF] Material risk taker (15 Jun 2022 to 30 Sep 2022)
    • [FCA CF] Client dealing (15 Jun 2022 to 30 Sep 2022)
  • Rory Michael Hanrahan

    IRN RMH01206

    • [FCA CF] Client dealing (8 Jun 2022 to 30 Sep 2022)
    • [FCA CF] Material risk taker (8 Jun 2022 to 30 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.