Robert David Price

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kirkoswald Capital Partners LLP (no longer approved here)

    FRN 607529

    • [FCA CF] Material risk taker (9 Dec 2020 to 6 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2020 to 1 Jan 2025)
    • SMF27 Partner (9 Dec 2019 to 1 Jan 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jul 2023)
    • CF30 Customer (28 Nov 2016 to 8 Dec 2019)
    • CF4 Partner (11 Apr 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Apr 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Apr 2014 to 8 Dec 2019)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF29 Significant management (1 Nov 2007 to 18 Feb 2011)
    • CF20 Significant Mgt (Settlements) (16 Jul 2002 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 26 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.