Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan SE
FRN 755066
- [FCA CF] Material risk taker (since 8 Nov 2022)
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- SMF27 Partner (26 Nov 2021 to 7 Jun 2022)
- [FCA CF] Material risk taker (18 Aug 2021 to 7 Jun 2022)
- [FCA CF] Client dealing (18 Aug 2021 to 7 Jun 2022)
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- [FCA CF] Client dealing (16 Jun 2020 to 30 Jun 2021)
- [FCA CF] Manager of certification employee (16 Jun 2020 to 30 Jun 2021)
- CF30 Customer (11 Apr 2013 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (16 Jun 2020 to 30 Jun 2021)
- [FCA CF] Client dealing (16 Jun 2020 to 30 Jun 2021)
- CF30 Customer (11 Apr 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.