Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF1 Chief Executive (9 Dec 2019 to 19 Mar 2020)
- SMF27 Partner (9 Dec 2019 to 19 Mar 2020)
- CF30 Customer (11 Apr 2014 to 8 Dec 2019)
- CF3 Chief Executive (11 Apr 2014 to 8 Dec 2019)
- CF4 Partner (11 Apr 2014 to 8 Dec 2019)
-
- CF26 Customer Trading (1 Dec 2001 to 1 Aug 2006)
- CF27 Investment Management (1 Dec 2001 to 1 Aug 2006)
- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.