Hans-Alexander Graf Von Sponeck

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kirkoswald Capital Partners LLP
FRN 607529
- [FCA CF] Material risk taker (since 21 Aug 2024)
- [FCA CF] Client dealing (since 26 Oct 2023)
Brooklands Fund Management Limited (no longer approved here)
FRN 757575
- CF4 Partner (AR) (6 Jun 2022 to 11 Jul 2023)
- CF30 Customer (22 Sep 2018 to 8 Dec 2019)
Helios Investment Partners LLP (no longer approved here)
FRN 462967
- CF4 Partner (5 Aug 2015 to 31 Aug 2017)
- CF29 Significant management (5 Aug 2015 to 31 Aug 2017)
- CF30 Customer (5 Aug 2015 to 31 Aug 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.