Keith Bayley Rogers & Co Limited

• Principal Place of Business

  83 Victoria Street

  London

  SW1H 0HW

  UNITED KINGDOM

  Phone

  +4402074644090

  Web

  https://www.kbrl.co.uk

• Complaints Contact

  83 Victoria Street

  London

  EC2R 8AY

  UNITED KINGDOM

  Phone

  +4402074644090

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm is limited to corporate finance business when advising retail clients

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hugh James Oram

  IRN HJO01006

  • CF30 Customer (14 Jan 2013 to 4 Dec 2018)
  • CF1 Director (20 Nov 2012 to 4 Dec 2018)
• Ian Leslie Moffat

  IRN ILM01004

  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2002)
• Ian Morris Stungo

  IRN IMS01029

  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
• Ian Nicholas Stedman

  IRN INS00002

  • CF21 Investment Adviser (11 Jul 2003 to 3 Dec 2004)
• James William Henry Wade

  IRN JWW01055

  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
• Jeremy David Chantry

  IRN JDC01124

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (6 Oct 2016 to 8 Dec 2019)
• John Edward Ralph Bridges

  IRN JEB01096

  • CF30 Customer (5 Mar 2010 to 15 Oct 2010)
• John Griffith Anthony

  IRN JGA01019

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 26 Jan 2007)
• John Philip Goodchild

  IRN JPG01050

  • CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2003)
  • CF27 Investment Management (1 Dec 2001 to 10 Jul 2003)
• Jonathan Gray Levinson

  IRN JGL01039

  • CF30 Customer (4 Nov 2016 to 13 Nov 2017)

No changes recorded yet.