Ian Leslie Moffat

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fortrade Limited (no longer approved here)

    FRN 609970

    • CF1 Director (17 Apr 2014 to 12 Sep 2014)
    • CF11 Money Laundering Reporting (17 Apr 2014 to 12 Sep 2014)
    • CF10 Compliance Oversight (17 Apr 2014 to 12 Sep 2014)
  • Titan Settlement & Custody Ltd (no longer approved here)

    FRN 533039

    • CF10 Compliance Oversight (1 Apr 2011 to 29 Aug 2013)
    • CF11 Money Laundering Reporting (1 Apr 2011 to 29 Aug 2013)
  • ALDER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 122428

    • CF11 Money Laundering Reporting (18 Dec 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (18 Dec 2006 to 31 Oct 2007)
  • Keith Bayley Rogers & Co Limited (no longer approved here)

    FRN 197385

    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.