Ian Nicholas Stedman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Aims Limited

    FRN 502969

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 25 Nov 2016)
    • CF10 Compliance Oversight (24 Jun 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (24 Jun 2014 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (1 Apr 2011 to 8 Dec 2019)
    • CF1 Director (1 Apr 2011 to 8 Dec 2019)
    • CF30 Customer (12 Oct 2009 to 8 Dec 2019)
  • Butlers Wharf Independent Advisers Ltd (no longer approved here)

    FRN 228451

    • Employed By (13 Apr 2006 to 12 Oct 2009)
  • Keith Bayley Rogers & Co Limited (no longer approved here)

    FRN 197385

    • CF21 Investment Adviser (11 Jul 2003 to 3 Dec 2004)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (20 Aug 2002 to 16 Jan 2004)
    • CF7 Sole Trader (AR) (20 Aug 2002 to 16 Jan 2004)
  • ISF Associates (no longer approved here)

    FRN 217694

    • (1)Employed By (20 Aug 2002 to 16 Jan 2004)
  • ISF Associates (2641) (no longer approved here)

    FRN 185244

    • (1)Employed By (1 Oct 1998 to 10 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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