Keith Bayley Rogers & Co Limited

• Principal Place of Business

  83 Victoria Street

  London

  SW1H 0HW

  UNITED KINGDOM

  Phone

  +4402074644090

  Web

  https://www.kbrl.co.uk

• Complaints Contact

  83 Victoria Street

  London

  EC2R 8AY

  UNITED KINGDOM

  Phone

  +4402074644090

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm is limited to corporate finance business when advising retail clients

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Laurence Joseph Cunningham

  IRN LJC01061

  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
• Lee Frank Matthew Bartlett

  IRN LFB01007

  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
• Leonard Alan Roberts

  IRN LAR01024

  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
• Malcolm Alastair Campbell

  IRN MAC01138

  • CF1 Director (1 Dec 2001 to 3 Dec 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
  • CF27 Investment Management (1 Dec 2001 to 5 Apr 2004)
• Mark Iannotti

  IRN MXI01032

  • CF30 Customer (7 Nov 2013 to 17 Sep 2015)
• Martin James Wright

  IRN MJW01534

  • CF2 Non Executive Director (17 Dec 2009 to 24 Jun 2013)
• Michael Callicott

  IRN MXC01574

  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2006)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Jan 2015)
• Michael Geoffrey Barrett

  IRN MGB01057

  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
  • CF27 Investment Management (1 Dec 2001 to 5 Apr 2004)
• Michael John Sunderland

  IRN MJS01218

  • CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)
  • CF1 Director (1 Dec 2001 to 31 Jan 2007)
• Michael Richard Francis Dodd

  IRN MRD01049

  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
  • CF27 Investment Management (1 Dec 2001 to 5 Apr 2004)

No changes recorded yet.