Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 31 Aug 2014)
- CF1 Director (5 Apr 2004 to 28 Feb 2011)
- CF21 Investment Adviser (5 Apr 2004 to 31 Oct 2007)
- CF27 Investment Management (5 Apr 2004 to 31 Oct 2007)
- CF3 Chief Executive (5 Apr 2004 to 1 Jan 2007)
- CF8 Apportionment and Oversight (5 Apr 2004 to 1 Jan 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)
- CF1 Director (1 Dec 2001 to 31 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.